Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to offer their Firm Element Exchange Traded Funds (ETF) Investing course. The course will be available for 2011 Firm Element Programs.
Registered Representatives and their supervisors, whom primarily work with retail and institutional clients, will benefit from the course by becoming knowledgeable on the terminology commonly used with these securities. Additionally, it will prepare them to possess the tools necessary to understand and explain these complex investments to clients.
This course will provide an extensive background on ETFs and define what they are, the size of the market, their history, how they work, advantages and the different types. The training course will also explore FINRA’s communications related to ETFs, provide an overview of suitability, communication supervision and training related to the use of these investment products.
The “ETF Investing” course may be bundled in to Quest CE’s Firm Element Program package. Clients have the opportunity to customize their program which can include:
• Firm Element Training Courses;
• On-Demand Annual Compliance Meeting;
• On-Demand Annual Compliance Questionnaire;
• Needs Analysis;
• Outside Business Activities Tracking;
• Gifts and Entertainment Tracking;
• Political Contribution Tracking;
• Branch Audit Tool.
Quest CE offers a full suite of Firm Element compliance solutions and can design a program customized to meet the needs of any client.
For more information about the course or implementing a Firm Element Program, please contact a Sales Executive or email sales[.]questce.com.
About Quest CE
Since 1986, Quest CE (questce.com) has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest also provides a complete spectrum of compliance training solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element Training for registered representatives, On-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
With a client retention rate of 93% and a growth rate of over 770% since January 1, 2005, more and more people are discovering why Quest CE is the Next Generation of Compliance Training Solutions. Quest CE serves more than 280 leading insurance carriers, broker/dealers, banks, and other financial institutions. Quest is a privately held firm which allows us to quickly meet the ever-changing needs of their clients. Quest’s commitment is to provide advanced custom solutions at cost effective rates while providing a level of service that greatly surpasses that of our competitors. Quest provides a single source solution for organizations training and compliance needs, saving you both time and money.